Section 19.36. Limitations upon access and withholding.

 

(1)   Application of other laws. Any record which is specifically exempted from disclosure by state or federal law or authorized to be exempted from disclosure by state law is exempt from disclosure under s. 19.35 (1) , except that any portion of that record which contains public information is open to public inspection as provided in sub. (6) .

(2)   Law enforcement records. Except as otherwise provided by law, whenever federal law or regulations require or as a condition to receipt of aids by this state require that any record relating to investigative information obtained for law enforcement purposes be withheld from public access, then that information is exempt from disclosure under s. 19.35 (1) .

(3)   Contractors' records. Subject to sub. (12) , each authority shall make available for inspection and copying under s. 19.35 (1) any record produced or collected under a contract entered into by the authority with a person other than an authority to the same extent as if the record were maintained by the authority. This subsection does not apply to the inspection or copying of a record under s. 19.35 (1) (am) .

(4)   Computer programs and data. A computer program, as defined in s. 16.971 (4) (c) , is not subject to examination or copying under s. 19.35 (1) , but the material used as input for a computer program or the material produced as a product of the computer program is subject to the right of examination and copying, except as otherwise provided in s. 19.35 or this section.

(5)   Trade secrets. An authority may withhold access to any record or portion of a record containing information qualifying as a trade secret as defined in s. 134.90 (1) (c) .

(6)   Separation of information. If a record contains information that is subject to disclosure under s. 19.35 (1) (a) or (am) and information that is not subject to such disclosure, the authority having custody of the record shall provide the information that is subject to disclosure and delete the information that is not subject to disclosure from the record before release.

(7)   Identities of applicants for public positions.

(a) In this subsection:

1. “Final candidate" means each applicant who is seriously considered for appointment or whose name is certified for appointment, and whose name is submitted for final consideration to an authority for appointment, to any of the following:

a. A state position that is not a position in the classified service and that is not a position in the University of Wisconsin System.

b. A local public office.

c. The position of president, vice president, or senior vice president of the University of Wisconsin System; the position of chancellor of an institution; or the position of the vice chancellor who serves as deputy at each institution.

2. “Final candidate" includes all of the following, but only with respect to the offices and positions described under subd. 1. a. and b. :

a. Whenever there are at least 5 applicants for an office or position, each of the 5 applicants who are considered the most qualified for the office or position by an authority.

b. Whenever there are fewer than 5 applicants for an office or position, each applicant.

c. Whenever an appointment is to be made from a group of more than 5 applicants considered the most qualified for an office or position by an authority, each applicant in that group.

3. “Institution" has the meaning given in s. 36.05 (9) .

(b) Every applicant for a position with any authority may indicate in writing to the authority that the applicant does not wish the authority to reveal his or her identity. Except with respect to an applicant whose name is certified for appointment to a position in the state classified service or a final candidate, if an applicant makes such an indication in writing, the authority shall not provide access to any record related to the application that may reveal the identity of the applicant.

(8)   Identities of law enforcement informants.

(a) In this subsection:

1. “Informant" means an individual who requests confidentiality from a law enforcement agency in conjunction with providing information to that agency or, pursuant to an express promise of confidentiality by a law enforcement agency or under circumstances in which a promise of confidentiality would reasonably be implied, provides information to a law enforcement agency or, is working with a law enforcement agency to obtain information, related in any case to any of the following:

a. Another person who the individual or the law enforcement agency suspects has violated, is violating or will violate a federal law, a law of any state or an ordinance of any local government.

b. Past, present or future activities that the individual or law enforcement agency believes may violate a federal law, a law of any state or an ordinance of any local government.

2. “Law enforcement agency" has the meaning given in s. 165.83 (1) (b) , and includes the department of corrections.

(b) If an authority that is a law enforcement agency receives a request to inspect or copy a record or portion of a record under s. 19.35 (1) (a) that contains specific information including but not limited to a name, address, telephone number, voice recording or handwriting sample which, if disclosed, would identify an informant, the authority shall delete the portion of the record in which the information is contained or, if no portion of the record can be inspected or copied without identifying the informant, shall withhold the record unless the legal custodian of the record, designated under s. 19.33 , makes a determination, at the time that the request is made, that the public interest in allowing a person to inspect, copy or receive a copy of such identifying information outweighs the harm done to the public interest by providing such access.

(9)   Records of plans or specifications for state buildings. Records containing plans or specifications for any state-owned or state-leased building, structure or facility or any proposed state-owned or state-leased building, structure or facility are not subject to the right of inspection or copying under s. 19.35 (1) except as the department of administration otherwise provides by rule.

(10)   Employee personnel records. Unless access is specifically authorized or required by statute, an authority shall not provide access under s. 19.35 (1) to records containing the following information, except to an employee or the employee's representative to the extent required under s. 103.13 or to a recognized or certified collective bargaining representative to the extent required to fulfill a duty to bargain under ch. 111 or pursuant to a collective bargaining agreement under ch. 111 :

(a) Information maintained, prepared, or provided by an employer concerning the home address, home electronic mail address, home telephone number, or social security number of an employee, unless the employee authorizes the authority to provide access to such information.

(b) Information relating to the current investigation of a possible criminal offense or possible misconduct connected with employment by an employee prior to disposition of the investigation.

(c) Information pertaining to an employee's employment examination, except an examination score if access to that score is not otherwise prohibited.

(d) Information relating to one or more specific employees that is used by an authority or by the employer of the employees for staff management planning, including performance evaluations, judgments, or recommendations concerning future salary adjustments or other wage treatments, management bonus plans, promotions, job assignments, letters of reference, or other comments or ratings relating to employees.

(11)   Records of an individual holding a local public office or a state public office. Unless access is specifically authorized or required by statute, an authority shall not provide access under s. 19.35 (1) to records, except to an individual to the extent required under s. 103.13 , containing information maintained, prepared, or provided by an employer concerning the home address, home electronic mail address, home telephone number, or social security number of an individual who holds a local public office or a state public office, unless the individual authorizes the authority to provide access to such information. This subsection does not apply to the home address of an individual who holds an elective public office or to the home address of an individual who, as a condition of employment, is required to reside in a specified location.

(12)   Information relating to certain employees. Unless access is specifically authorized or required by statute, an authority may not provide access to a record prepared or provided by an employer performing work on a project to which s. 16.856 or 84.062 applies, or on which the employer is otherwise required to pay prevailing wages, if that record contains the name or other personally identifiable information relating to an employee of that employer, unless the employee authorizes the authority to provide access to that information. In this subsection, “personally identifiable information" does not include an employee's work classification, hours of work, or wage or benefit payments received for work on such a project.

(13)   Financial identifying information. An authority shall not provide access to personally identifiable information that contains an individual's account or customer number with a financial institution, as defined in s. 134.97 (1) (b) , including credit card numbers, debit card numbers, checking account numbers, or draft account numbers, unless specifically required by law.

1981 c. 335 ; 1985 a. 236 ; 1991 a. 39 , 269 , 317 ; 1993 a. 93 ; 1995 a. 27 ; 2001 a. 16 ; 2003 a. 33 , 47 ; 2005 a. 59 , 253 ; 2007 a. 97 ; 2009 a. 28 ; 2011 a. 32 ; 2013 a. 171 ; 2015 a. 55 .

Note

2003 Wis. Act 47 , which affects this section, contains extensive explanatory notes. Microsoft Windows NT 6.1.7601 Service Pack 1 A settlement agreement containing a pledge of confidentiality and kept in the possession of a school district's attorney was a public record subject to public access under sub. (3). Journal/Sentinel v. School District of Shorewood, 186 Wis. 2d 443 , 521 N.W.2d 165 (Ct. App. 1994). Microsoft Windows NT 6.1.7601 Service Pack 1 Sub. (3) does not require providing access to payroll records of subcontractors of a prime contractor of a public construction project. Building and Construction Trades Council v. Waunakee Community School District, 221 Wis. 2d 575 , 585 N.W.2d 726 (Ct. App. 1999), 97-3282 . Microsoft Windows NT 6.1.7601 Service Pack 1 Production of an analog audio tape was insufficient under sub. (4) when the requester asked for examination and copying of the original digital audio tape. State ex rel. Milwaukee Police Association v. Jones, 2000 WI App 146 , 237 Wis. 2d 840 , 615 N.W.2d 190 , 98-3629 . Microsoft Windows NT 6.1.7601 Service Pack 1 The ultimate purchasers of municipal bonds from the bond's underwriter, whose only obligation was to purchase the bonds, were not contractor's records under sub. (3). Machotka v. Village of West Salem, 2000 WI App 43 , 233 Wis. 2d 106 , 607 N.W.2d 319 , 99-1163 . Microsoft Windows NT 6.1.7601 Service Pack 1 Requests for university admissions records focusing on test scores, class rank, grade point average, race, gender, ethnicity, and socio-economic background was not a request for personally identifiable information and release was not barred by federal law or public policy. That the requests would require the university to redact information from thousands of documents under s. 19.36 (6) did not essentially require the university to create new records and, as such, did not provide grounds for denying the request under s. 19.35 (1) (L). Osborn v. Board of Regents of the University of Wisconsin System, 2002 WI 83 , 254 Wis. 2d 266 , 647 N.W.2d 158 , 00-2861 . Microsoft Windows NT 6.1.7601 Service Pack 1 Misconduct investigation and disciplinary records are not excepted from public disclosure under sub. (10) (d). Sub. (10) (b) is the only exception to the open records law relating to investigations of possible employee misconduct. Kroeplin v. DNR, 2006 WI App 227 , 297 Wis. 2d 254 , 725 N.W.2d 286 , 05-1093 . Microsoft Windows NT 6.1.7601 Service Pack 1 “Investigation" in sub. (10) (b) includes only that conducted by the public authority itself as a prelude to possible employee disciplinary action. An investigation achieves its “disposition" when the authority acts to impose discipline on an employee as a result of the investigation, regardless of whether the employee elects to pursue grievance arbitration or another review mechanism that may be available. Local 2489 v. Rock County, 2004 WI App 210 , 277 Wis. 2d 208 , 689 N.W.2d 644 , 03-3101 . See also, Zellner v. Cedarburg School District, 2007 WI 53 , 300 Wis. 2d 290 , 731 N.W.2d 240 , 06-1143 . Microsoft Windows NT 6.1.7601 Service Pack 1 Municipalities may not avoid liability under the open records law by contracting with independent contractor assessors for the collection, maintenance, and custody of property assessment records, and then directing any requester of those records to the independent contractor assessors. WIREdata, Inc. v. Village of Sussex, 2008 WI 69 , 310 Wis. 2d 397 , 751 N.W.2d 736 , 05-1473 . Microsoft Windows NT 6.1.7601 Service Pack 1 When requests to municipalities were for electronic/digital copies of assessment records, “PDF" files were “electronic/digital" files despite the fact that the files did not have all the characteristics that the requester wished. It is not required that requesters must be given access to an authority's electronic databases to examine them, extract information from them, or copy them. Allowing requesters such direct access to the electronic databases of an authority would pose substantial risks. WIREdata, Inc. v. Village of Sussex, 2008 WI 69 , 310 Wis. 2d 397 , 751 N.W.2d 736 , 05-1473 . Microsoft Windows NT 6.1.7601 Service Pack 1 By procuring a liability insurance policy and allowing the insurance company to retain counsel for it, the county in effect contracted with the law firm and created an attorney-client relationship. Because the liability insurance policy is the basis for the tripartite relationship between the county, insurance company, and law firm and is the basis for an attorney-client relationship between the law firm and county, the invoices produced or collected during the course of the law firm's representation of the county come under the liability insurance policy and sub. (3) governs the accessibility of the invoices. Juneau County Star-Times v. Juneau County, 2013 WI 4 , 345 Wis. 2d 122 , 824 N.W.2d 457 , 10-2313 . Microsoft Windows NT 6.1.7601 Service Pack 1 Under the facts of this case, the federal exemption under sub. (1) did not exempt disclosure of I-247 federal immigration documents because the detainees were not in federal custody. Federal law, which provides that information about detainees who are being held for the federal government is exempt from disclosure, applies only to a state or local government entity that holds a detainee on behalf of the federal government. Voces de la Frontera, Inc. v. Clarke, 2016 WI App 39 , ___ Wis. 2d ___, ___ N.W.2d ___, 15-1152 . Microsoft Windows NT 6.1.7601 Service Pack 1 Responding to a public records request is not a “function" of the police department for purposes of the “agency functions" exception to the federal Driver's Privacy Protection Act, which allows disclosure of personal information from state motor vehicle records for use by a government agency in carrying out its functions. New Richmond News v. City of New Richmond, 2016 WI App 43 , ___ Wis. 2d ___, ___ N.W.2d ___, 14-1938 . Microsoft Windows NT 6.1.7601 Service Pack 1Separation costs must be borne by the agency. 72 Atty. Gen. 99 . Microsoft Windows NT 6.1.7601 Service Pack 1 A computerized compilation of bibliographic records is discussed in relation to copyright law; a requester is entitled to a copy of a computer tape or a printout of information on the tape. 75 Atty. Gen. 133 (1986). Microsoft Windows NT 6.1.7601 Service Pack 1 An exemption to the federal Freedom of Information Act was not incorporated under sub. (1). 77 Atty. Gen. 20 . Microsoft Windows NT 6.1.7601 Service Pack 1 Sub. (7), 2011 stats., is an exception to the public records law and should be narrowly construed. In sub. (7), 2011 stats., “applicant" and “candidate" are synonymous. “Final candidates" are the five most qualified unless there are less than five applicants, in which case all are final candidates. 81 Atty. Gen. 37 . Microsoft Windows NT 6.1.7601 Service Pack 1 Public access to law enforcement records. Fitzgerald. 68 MLR 705 (1985). Microsoft Windows NT 6.1.7601 Service Pack 1